Our Securities & Capital Markets practice represents corporate issuers, investment banks, asset managers, and stockbroking firms in complex capital market transactions across Nigeria.
We guide clients through the regulatory requirements of the Securities and Exchange Commission (SEC), the Investments and Securities Act (ISA), and the rules of the Nigerian Exchange Group (NGX) and FMDQ Securities Exchange.
Capital Markets & Securities Advisory
- Initial Public Offerings (IPOs), Rights Issues, Private Placements, and Debt Issuance Programs.
- Corporate restructuring, tender offers, takeovers, and SEC clearance for public companies.
- Mutual funds, collective investment schemes, asset management compliance, and REIT structuring.
- Securities enforcement defense, SEC Investment & Securities Tribunal (IST) litigation, and stock exchange compliance.
Regulatory and Statutory Framework
We represent and guide clients through compliance requirements set by key regulatory bodies and statutes, including:
- Investments and Securities Act (ISA), 2007
- Companies and Allied Matters Act (CAMA), 2020
- Central Bank of Nigeria (Establishment) Act, 2007
- e.t.c.
verified_user Chambers Standard of Engagement
At David C. Maduka & Co. (Beacon Chambers), every instruction is managed with utmost confidentiality, rigorous analysis of regulatory parameters, and detailed advocacy. We provide transparent billing estimates, comprehensive case briefings, and a committed legal partner assigned specifically to your portfolio.